Series 65 Certification

Global and geopolitical factors eg currency valuation.

Series 65 certification. Kaplan financial educations securities licensing exam prep series 65 packages provide all the necessary tools to help you prepare practice and perform on the nasaa series 65 exam uniform investment adviser law examination. The series 65 exam is composed of 140 multiple choice questions that cover four content areas. Provides an overview of licensingcertification in the country for those who deal in securities derivatives financial planning etc. The series 65 exam the nasaa investment advisers law examination is a north american securities administrators association nasaa exam administered by finra.

The series 65 officially known as the uniform investment adviser law exam is designed to test an individuals knowledge and ability to advise clients in the area of investing and to discuss. The series 65 examknown formally as the uniform investment adviser law examinationcovers laws regulations ethics and topics such as retirement planning portfolio management and fiduciary responsibilities. Passing the series 65 exam qualifies a candidate as an investment adviserinvestment adviser representative. We offer a variety of instruction options and exam prep study tools to best suit your learning style and schedule.

Series 65 test specifications topic weight number of questions i. The series 63 exam is administered at prometric testing centers in the us canada mexico and us. The securities industry. Series 65 uniform registered investment adviser law exam.

Remember though you always should check with the state securities regulator where youre domiciled and where you will solicit to make sure youve got the correct information for your specific. Series 65 uniform investment adviser law exam. The free series 65 practice test will assist you in passing the series 65 exam which is a test that is used to assess the test takers knowledge and ability to perform adequately as an investment advisor. These are the most often asked questions our students have asked us about the series 65 license and the general responses.

The series 65 license known as the uniform investment adviser law examination qualifies individuals to provide investing and general financial advice to clients. For actual exam detail. Basic economic concepts 6 1. The series 65 is an exam and securities license required by most us.

Series 65 exam nasaa investment advisers law exam. States for individuals who act as investment advisors. The following is a list of securities examinations and the organizations that offer them. Monetary and fiscal policies.

The exam consists of 130 scored questions.